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FCA bans and fines ex-SJP adviser £300k

16 September 2014 10:09 am | By Tessa Norman

Former SJP senior partner advised clients to invest £2.4m in companies of which he was a director.

Opinion

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Fund Strategy

Earth

A world away from global

Fund Strategy – Sept 2014 | By James Smith

The case for having a Global Equity Income sector is surely obvious: it offers a broader investment universe than UK Equity Income. But some high-flying funds have only a 10% allocation to countries outside Europe, the US and the UK. James Smith investigates why so many steer clear of emerging markets

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Featured

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John Chatfeild-Roberts: Yield trip full of surprises

17 June 2014 1:24 pm | By John Chatfeild-Roberts

The strength of government bond markets has surprised many this year.

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Nick Poyntz-Wright: Why the FCA is concerned about adviser fee disclosure

13 June 2014 3:29 pm | By Nick Poyntz-Wright

As it approaches its next phase of thematic review, the FCA has discovered that many firms’ approach to disclosure was “going into a restaurant and being asked to order without being allowed to see the menu or the price list”.

Analysis

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'Regulatory unknowns' for HSBC as Woodford scraps holding

15 September 2014 3:00 pm | By Michael Berry

Woodford cites danger of more regulatory penalties but others see positives for the bank.

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Profile: RLAM's Martin Cholwill on why cashflow is king and dodging the actuary life

11 September 2014 | By Michael Berry

Royal London manager Martin Cholwill’s UK Equity Income fund has collected £220m more cash than its nearest rival over the past year

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Tom Dobell

Fund manager profile: Tom Dobell

Fund Strategy - May 2014 | By Gary Jackson

Supporting the underdog, going against the crowd and playing a long game are the keys to success for the M&G Recovery fund’s manager

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Fund manager profile: Jacob de Tusch-Lec

Fund Strategy - Apr 2014 | By Gary Jackson

Hooked on investment at 13, the Artemis Global Income fund manager revels in the competitiveness of the ‘game’

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Poll

As Hargreaves Lansdown posts its latest profits – who do you see as the biggest winners from the RDR?