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Mandy Spink steps down as FSA UK banking head
Mandy Spink, head of large complex UK banks at the FSA, has decided to leave the regulator.
AWD and SJP clients added to Octopus EIS/Rangers saga
Both adviser firms have clients invested in the troubled Octopus protected EIS which is caught up in the Glasgow Rangers administration.
Ford wants Keydata probe ban over email breach
Stewart Ford, founder of Keydata Investment Services, has told a judge that the Financial Services Authority (FSA) should exclude from its investigation of the firm anyone who saw protected emails that were improperly obtained by the regulator.
Merchant will not rule out delays after stockbroker suspension
Merchant House Group has refused to rule out delays to Merchant Capital investors’ income payments after the Financial Service Authority (FSA) suspended its custodian Pritchard Stockbrokers.
Cofunds appoints sales head from Axa Elevate
Cofunds has appointed a head of strategic partnership managers who will join from Axa Elevate.
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FSA gains injunction against spread bet returns firm
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FSA refers Catalyst Investment Group to enforcement
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Santander fined £1.5m over structured products
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Lifemark vote sets off liquidation process
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FSA secures €77,000 redress for boiler room victims
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LGIM employee arrested in FSA insider dealing investigation
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FSA must ban trail commission, says Terry Smith
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Arrest made in FSA and Soca insider dealing probe
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FSA fines Ex-Merrill Lynch International director £350,000
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Investment Funds Association merges into Tisa
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FSA managing director Margaret Cole to step down
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Grant Thornton appoints financial planning head
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FSA fines firm £97,600 over Ucis failings
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Towry loses Raymond James court case
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Keydata IFAs offered early settlement discount by FSCS
